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Mullins, Rick D. of Woolwich, ME

May 11, 2021 · 1 min read

Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Mullins’ AICPA membership was terminated effective November 2, 2020. This action is based on the Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission’s Rules of Practice, Making Findings, and Imposing Remedial Sanctions. Details regarding the SEC’s Order can be found on the SEC’s website.

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