Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Schwartz’s AICPA membership was terminated effective August 9, 2023. This action is based on the SEC’s Order Instituting Public Administrative Proceedings Pursuant to Rule 102(e) of the Commission’s Rules of Practice, Making Findings, and Imposing Remedial Sanctions. Details regarding the SEC’s Order can be found on the SEC’s website.
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Schwartz, Carl S. of Parsippany, NJ
May 16, 2023 · 1 min read
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