This edition of the Reviewer alert contains the following articles:
May Peer Review Board meeting update
SEC Registered Broker-Dealers removed from the scope of Peer Review
What’s new in the Peer Review Program Manual (PRPM) – June 2021 update
FREE WEBCAST: Single audits and new QM (QC) standards – Get ready and prepare for change!
Are your peer review clients performing new single audit services?
Six-month single audit submission extension
Peer Review implications for surprise examinations for investment advisors
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