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How To Respond to an Ethics Investigation

Oct 12, 2023 · 1 min read

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Did you know we have a brief podcast episode on investigations? Listen as ethics division enforcement staff discuss the process and how they can help members navigate an investigation.

If you receive a letter from the AICPA Professional Ethics Division or state CPA society informing you that a complaint has been filed against you alleging a possible violation of the Code of Professional Conduct, the following may be helpful:

  • Review the rules of conduct that are the subject of the

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