To improve the robustness of its AML/CTF supervision and to meet HM Treasury and OPBAS requirements, CIMA is conducting annual AML/CTF compliance visits.
This falls under CIMA's risk-based approach strategy and any member who is selected will be notified prior to any assessments.
The following document is intended to provide guidance on what to expect should you, as a Member in Practice, be selected for an Anti-Money Laundering and Counter Terrorist Financing (AML/CTF) compliance visit.