The Pre-Engagement Checklist provides guidance based on the Statement on Standards in Professional Financial Planning Services (SSPFPS) to help you document the following items before you begin a client engagement:
Is an engagement letter required?
Do you possess the level of knowledge of PFP principles and theory, and a level of skill in the application of such principles, that will enable you to complete this engagement with due care and professional expertise?
Are there any conflicts of interest or potential