Developments in SEC and PCAOB regulatory enforcement. Our panel will provide accounting professionals with insights on SEC and PCAOB regulatory enforcement trends, focusing on financial reporting, accounting and auditing. Attendees will learn about broad enforcement focus areas.
Panelists will:
Discuss the focus areas through individual matters charged by the agencies and public statements made by senior regulators
Provide observations on best practices that preparers and auditors can use to avoid or mitigate potential regulatory investigations
Provide best practices for preparers,