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SEC enforcement: overview, case studies, and what you should know | FVS webcast archive

Dec 17, 2023 · 1 hour 13 min watch

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In this webcast, you'll gain an overview of SEC enforcement trends in 2023 and learn how those trends indicate the SEC’s priorities to:

  • Protect investors

  • Deter financial misconduct

  • Maintain fair and efficient markets

Join us to gain insight on:

  • The direct and indirect impact of SEC enforcement actions on the marketplace

  • Increased focus on individual accountability and the role of gatekeepers –-including auditors, executives and in-house counsels -- in SEC actions

  • Key areas in recent actions by SEC enforcement and

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Topics

Forensic Services
Valuation Services

Subtopics

Fraud
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