Experienced Staff/New In-Charge - Auditing Investments
Gain an understanding of the types of investments most commonly encountered and the terminology which goes with them, as well as a review of the risks and the risk assessment process surrounding investments.
NASBA Field of Study
Lynford Graham, Tom Noce
This CPE course can be purchased individually or as part of the Audit Staff Essentials - Experienced Staff/New In-Charge staff training bundle.
To prepare for auditing investments, auditors must understand such terms as interest rate swaps, put options, and embedded derivatives, as well as their associated risks.
Learn about the types of investments most commonly encountered and the terminology that goes with them.
Explore the risks and the risk assessment process surrounding investments, and the specific requirements of the auditing standards and common audit techniques used to mitigate those risks.
- Experienced staff
- New in-charge auditors
- Accounting for investments
- Auditing investments
- Risk assessment
- Common audit procedures
- Identify the key concepts in accounting for investments and the common types of investments you will encounter.
- Identify basic processes, controls, and audit procedures over the investments process and identify weaknesses and possible solutions.
Group ordering for your team
2 to 5 registrants
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