
Documenting Internal Control
Explore the various tools used to document and assess internal controls.
Format
Webcast
Date
Sep 24, 2025
NASBA Field of Study
Auditing
Level
Basic
CPE Credits
1
Instructor
Renee Rampulla
Availability
Product Number
VICDOC250924
Documenting internal controls
Familiarize yourself with commonly used documentation tools, such as narratives, flowcharts, internal control questionnaires and control matrixes. Walk through COSO’s internal control template used to document an assessment of a system on internal control.
Key Topics
- Documentation tools such as internal control questionnaires, narratives, flowcharts and control matrixes
- Auditor considerations for documenting internal controls in a risk assessment
- Documentation of an assessment of internal control
Learning Outcomes
- Identify controls in a process.
- Identify the different tools used to document internal controls.
- Recognize auditor considerations regarding documentation of internal controls.
- Recall how to document an assessment of a system of internal control.
Who Will Benefit
- Financial statement auditors
- Internal auditors
- Entity management involved in financial statement audits
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