Tax and Compliance Issues for EBP Auditors
Learn how to navigate issues frequently encountered by finance professionals handling 401(k) audits.
Format
Webcast
NASBA Field of Study
Accounting
Level
Intermediate
CPE Credits
2
Instructor
Judy Goldberg
Availability
3 months
Product Number
WC4356406
Auditing a 401(k) plan's financial statements under GAAS
With an increasing number of millennials investing in a 401(k) plan, and millions of others retiring each year, now is the perfect time to tackle any auditing hurdles.
Join this webcast to learn:
- Common tax and compliance issues encountered by finance professionals handling 401(k) audits
- Generally accepted accounting standards specific to EBPs
- Steps to take should you discover noncompliance
Key Topics
- Auditing
- 401(k) plans
- Tax and compliance issues
- IRS, ERISA and DOL legislation
- Noncompliance procedures
Learning Outcomes
- Determine the auditor's responsibility for tax and compliance issues in an audit of a 401(k) plan's financial statements under GAAS.
- Analyze common tax and operational issues and their impact on the plan's financial statements and the audit.
- Identify self-correction steps a plan can take as well as current relief programs available to the plan sponsor through the IRS and DOL.
- Determine appropriate financial statement disclosures and auditor responsibilities for reporting noncompliance matters with management and those charged with governance.
Who Will Benefit
- EBP auditors and providers
- CPAs and CGMA designation holders
- Accounting and finance professionals
Group ordering for your team
2 to 5 registrants
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