
Using SOC 1 Reports in EBP Audit Risk Assessment
Learn how SOC 1 reports can be used in EBP audit risk assessments.
Format
Webcast
Date
Nov 05, 2025
NASBA Field of Study
Auditing
Level
Intermediate
CPE Credits
2
Instructor
Debbie L. Smith, Michelle H. Buckley
Availability
3 months
Product Number
WC4760103
SOC 1® reports are valuable tools in EBP audit risk assessment.
Join us for an in-depth exploration of SOC 1 reports and their application in EBP audit risk assessment, featuring specific examples presented in a workshop format.
This webcast will cover:
- The auditor’s responsibilities under SAS No. 145 regarding SOC 1 reports
- Complementary user entity controls (CUECs) and which may require testing
- IT general controls as they relate to SOC 1 reports
- Unique items such as conversions, journal entries and carve-outs
Key Topics
- The auditor’s responsibilities under SAS No. 145 for SOC 1 reports
- CUECs and which ones may need to be tested
- IT general controls as they relate to SOC 1 reports
- Unique items, such as conversions, journal entries and carve-outs
Learning Outcomes
- Identify auditor responsibilities under SAS No. 145 for SOC 1 reports.
- Apply strategies learned to determine which CUECs may need to be tested in an EBP audit.
- Distinguish unique items that may require special attention in their EBP audits.
- Use SOC 1 reports in EBP audit risk assessment lightning round.
Who Will Benefit
EBP auditors
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2 to 5 registrants
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